Privacy Policy Notice

This notice is being provided to you on behalf of Jim Roberts Investment Advisors LLC and describes our policies regarding information that we may collect about you and third parties to whom we may disclose that information. We collect nonpublic personal information about you from the following sources: information we receive from you on application or other forms, information about your transactions with our affiliates and information we receive from a consumer reporting agency. “Nonpublic personal information” is information about you that we obtain in connection with providing a financial product or service to you for personal, family or household purposes. It does not include information available from government records, widely distributed media (such as phone books), or government mandated disclosures.

We may disclose all of the nonpublic personal information that we collect about you, as described above, to the following companies: companies that perform marketing services for us or financial service providers with whom we have a joint marketing agreement to offer financial products and companies that assist us in processing your transactions and servicing your account. We may also disclose nonpublic personal information about you to third parties as otherwise permitted by law. If you decide to close your accounts, we will continue to adhere to the privacy practices described in this notice when you become a former customer. You become a former customer when you close your accounts with us or your investment advisory contract is terminated.

We take all reasonable steps to assure the privacy of client information. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products and services to you. We maintain physical, electronic and procedural safeguards that comply with federal regulations to guard your nonpublic personal information.

Financial Industry Regulatory Authority (FINRA)

Under rules adopted by FINRA, we are required to provide you with the following information:

1)FINRA regulation Hotline number 1-301-590-6500

2)FINRA Regulation web site address

3)A FINRA investor brochure that includes information describing The public disclosure program is available upon your request.